Prudential
Advising on the creation and monitoring of stable value and market-valued investment products in a way that anticipates and mitigates legal and regulatory risks.
Knowledge of insurance laws, securities law exemptions and the aspects of ERISA that apply to retirement plans and products.
Broker-dealer/FINRA expertise is a plus.
The candidate must have an appetite for learning new legal disciplines, and the legal and business talent to find practical, risk-adjusted solutions to a business facing an evolving and increasingly challenging regulatory environment.
Quickly gaining working knowledge of ERISA and of insurance regulatory requirements is critical to job success.
Equally critical is an ability to constructively engage with internal clients and control partners to advise on business practices that are likely to withstand regulatory and litigation challenges.
An ability to communicate complex legal and business concepts, both in writing and orally, in a clear and thoughtful manner is essential.
Candidates with demonstrated leadership potential are preferred.