Senior Regulatory Operations Consultant

About the team:
Capital Markets is part of Capco’s DNA.

In fact, the Capco name was inspired by this domain.

The Capital Markets team delivers expert consulting skills and deep product and functional knowledge across all areas of the front office, operations, technology, risk, finance and compliance.

Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and around the globe.

Our delivery expertise spans across launching new lines of business, coordinating high-impact regulatory response programs, leading complex integration projects and analyzing the dependencies in an application rationalization effort.

We have a consistent track record in helping clients with significant cost reductions and ensuring our clients grow, change and compete.’
About the Job:
As a Senior Consultant on the Capital Markets Team, you will work in a fast-paced team setting, alongside industry specialists.

You will become an expert in cross-functional, end-to-end delivery that spans multiple products.

In this role, you will provide BA/PM support and act as the subject matter expert for post trade regulatory reporting (CFTC, MIFID II, EMIR, SEC, SFTR, and UMR).

What You’ll Get to Do:

• Own the assurance review of pre and post trade transparency and transactional reporting including any and all risk management, process improvement, compliance and reporting responsibilities
• Requirements gathering, functional design, data analysis, reporting reviews, testing and target operating model design
• Project manage regulatory implementations & conduct risk
• Create functional design and data requirements, and supported data sourcing
• Align client projects and communication into one master plan and resolve conflicts and escalate when needed
• Understand client’s challenges and issues; document resolution options and go forward plans
• Present findings and recommendations to senior client leadership

What you’ll bring with You:

• 5+ years’ experience in capital markets with top tier financial services organizations and/or management consultancies specifically within the regulatory operations space
• Strong post trade regulatory experience in CFTC / MIFID II / EMIR / SEC / SFTR / UMR reporting
• Awareness of recent policies within product control and their relationship with regulatory reporting requirements
• Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
• Excellent communication skills with the ability to liaise and influence a range of internal and external stakeholders
• Bachelor’s degree

Why Capco?

You will join a company that supports and encourages an entrepreneurial outlook and independent thinking.

Capco is not about organizational charts and layers
– we operate with little hierarchy because we want all employees to feel that Capco is their firm.

We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees.

Ready to take the Next Step ?
If this sounds like you, we would love to hear from you.

This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.