Regulatory Advisory Manager

Overview

DHG is a leading professional services firm offering assurance, tax and advisory services to clients nationwide and internationally.

Our strength lies in our technical knowledge, industry intelligence and future focused approach combined with our drive to help our clients achieve their goals, both today and tomorrow.

DHGs professionals are passionate about providing an unparalleled client experience as we listen, innovate and act to help our clients.

DHG ranks among the top 20 professional services firms in the nation, providing assurance, tax, and advisory services.

With more than 2,000 professionals across the United States, the DHG team serves clients in 50 states and internationally.

Responsibilities

• Manage relationships with client-side stakeholders to facilitate project fulfillment

• Serve as a key client contact by planning, coordinating and executing cross-functional risk projects

• Exercise independent thinking skills by making decisions related to data analysis applicable for regulatory compliance and reporting and data management.

Areas include anti-financial crime, consumer compliance, bank and broker dealer regulatory reporting

• Responsible for all phases of project life cycle, including execution of deliverables, team communications, staffing requirements, job planning and scheduling

• Responsible for staying up to date on developments regarding the market, changes in regulations, new technology, data management and security, etc.

• Create and Develop Knowledge Share documentation on regulatory and data analytics topics related to financial services institutions (e.g., banks, broker dealers, etc.)

• Responsible for supporting project teams in order to deliver exceptional client service

• Adhere to DHG compliance and quality standards in all aspects of job responsibilities

Qualifications

• Significant experience and track record of delivery of major risk and regulatory initiatives at large and complex financial institutions; Experience in transformation roles including experience managing large complex cross-company transformation programs; Track record of successfully overseeing complex large-scale data transformation programs, ideally including regulatory remediation programs at G-SIBs

• Deep understanding of risk and regulatory processes as well as the technologies and data analyses which enable these; Intermediate level skills in SQL, Alteryx, SAS, SAP, Oracle, Power BI, Tableau, Excel, , MS Project, and PowerPoint (PPT)

• Specific subject matter expertise regarding data & data transformation and program management disciplines and a strong business understanding of the products and services offered at large financial institutions

• Demonstrated experience in developing and operationalizing data-based guidelines, policies, procedures, and standards; Operational familiarity in the use of metadata frameworks, data quality and data stewardship tools and platforms

• Strong knowledge and experience of regulatory change management is preferred; General understanding of relevant banking regulation and supervisory expectations for large complex financial institutions

• Strong communication skills: Both written and oral with technical and non-technical staff

• Bachelors degree in finance, accounting, business, economics mathematics, physics or computer science

• A minimum of 5 years relevant work experience in data quality management, data analytics, information architecture and governance design and implementation